Regulations

Story: CFTC Kicks Off Federal Rulemaking as Kalshi, Polymarket Face Compliance Squeeze

By Bruce Buterin

1 / 15

What "Swap" Classification Actually Means for Platforms. Treating event contracts as derivatives under federal law drags platforms into a compliance…

2 / 15

States vs. Federal Authority — and Who's Winning. Here's where it gets messy. The CFTC's push for federal oversight runs directly into a wall of…

3 / 15

The CFTC just made its move. The agency submitted its prediction market proposal to the White House Office of Management and Budget, officially launching the federal rulemaking…

4 / 15

The exact text of the proposal hasn't been made public yet. But the direction is pretty clear from what CFTC officials have said over the past several months.

5 / 15

Swaps mean full compliance. Full compliance means money, lawyers, and infrastructure.

6 / 15

Treating event contracts as derivatives under federal law drags platforms into a compliance framework most of them weren't originally built for.

7 / 15

Some platforms have already started moving in that direction — and the enforcement record backs it up. Kalshi penalized three U.S.

8 / 15

The CFTC also charged a Google employee for allegedly trading on Polymarket using non-public information.

9 / 15

Read also: Google Engineer Faces DOJ and CFTC Charges Over $1.2M Polymarket Insider Trading Scheme

10 / 15

The White House is backing the CFTC's position. Former President Trump called prediction markets a "major industry" and warned that a patchwork of state regulations could hurt U.S.

11 / 15

But states aren't backing down quietly. Several of them have ongoing legal and regulatory actions that directly conflict with what the CFTC is trying to build.

12 / 15

For financial firms that are already in the prediction market space — or thinking about entering — the outcome of this fight matters enormously.

13 / 15

The broader fintech industry is watching closely. Prediction markets have grown fast, and the question of whether they sit inside or outside traditional financial regulation has…

14 / 15

More context: DraftKings DKeX Files CFTC Event Contract Templates Covering 9 Sports

15 / 15

It's also worth noting that the compliance bar being set here — KYC, trade surveillance, insider trading controls — isn't dramatically different from what regulated crypto…

The Currency Analytics

Want the full story?