Regulations

Story: FCA Slashes Transaction Reporting Fields From 65 to 52, Saving 400 Firms £108 Million a Year

By Dan Saada

1 / 15

What's Actually Changing in the Rulebook. The field reduction is the headline, but it's not the whole story.

2 / 15

The Bank of England Taskforce and What Comes Next. There's a broader coordination effort running alongside the rule changes.

3 / 15

The FCA just made life cheaper for roughly 400 financial firms. New rules cutting transaction reporting requirements are set to save the industry more than £100 million every…

4 / 15

That's a net saving of £108 million. Per year. For an industry that's spent years groaning under the weight of post-crisis reporting obligations, that's not a small number.

5 / 15

The FCA is also cutting the correction window for historical transaction reporting errors — down from five years to three.

6 / 15

Firms won't all flip the switch at the same time. The FCA says it'll take a flexible approach for firms that are ready to implement early — meaning those who move fast won't get…

7 / 15

Therese Chambers, joint executive director of enforcement and market oversight at the FCA, was direct about the trade-off the regulator is trying to strike.

8 / 15

There's a broader coordination effort running alongside the rule changes. The FCA has set up a new taskforce with the Bank of England — the Transaction and Post-trade Reporting…

9 / 15

See also: FCA and Bank of England Name 30-Plus Experts to UK Reporting Taskforce

10 / 15

The Treasury is also in the room. The three-way collaboration between the FCA, the Bank of England, and the Treasury is aimed at reducing the complexity that comes when different…

11 / 15

And it's worth being clear about what the FCA says it's not doing here. It's not lowering the bar on data quality.

12 / 15

Industry stakeholders were consulted during the process. The FCA gathered feedback to check that the new rules are workable in practice, not just tidy on paper.

13 / 15

The removal of the EU-venue instrument requirement is probably the most pointed change from a competitive standpoint.

14 / 15

Read also: Blue Motor Finance Collapses Into Administration as Compensation Liabilities Overwhelm the Firm

15 / 15

Four hundred firms affected. £108 million saved annually. Fields cut from 65 to 52. Error correction window shrunk from five years to three. Resubmission volume down by a third.

The Currency Analytics

Want the full story?